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Official
Departmental/University records may not be destroyed or disposed of
without proper, prior authorization. As a state agency, Central
Connecticut State University is obligated to obtain permission from
the Office of the Public Records Administrator and State Archives
PRIOR to the disposal of records.
When considering whether or not a
record can or should be shredded, it needs to be determined who is
the “keeper” of the form. A “keeper” is defined as the department
who is responsible for the original version of the record and is the
only one who needs to adhere to the records disposal guidelines for
that particular record.
For example, Academic Affairs completes a Purchase Requisition to
obtain office supplies. Academic Affairs keeps a copy of the
Purchase Requisition and forwards the original Purchase Requisition
to the Purchasing Department. The Purchasing Department is
responsible for holding onto the Purchase Requisition and obtaining
permission to destroy the record in accordance with the Records
Retention schedules.
In order to receive
approval to destroy records, an RC-108 form must be completed and
the records must meet the records retention schedule standards. In
completing this form, the first step is to consult the records
retention schedules in determining the category of the records you
wish to destroy. The retention schedules may be found at:
S1 - Administrative Records
S2 - Personnel Records
S3
- Fiscal Records
S4 - Health Information Management Records and Case Files
S5 - Student Records Maintained by Connecticut State Institutions of
Higher Education
S6 - Electronic Data Processing Records
The records
retention schedules list record titles common to most State
agencies. Determining where your records fall within these
categories is sometimes difficult. Business Services would be glad
to provide assistance to determine what Retention Schedule and
Record Series Title you should use if a brief description of the
records being disposed can be provided. It is important to ensure
that none of the records you wish to destroy are categorized
“permanent”, especially where personnel records are concerned.
Once you have
determined the category of the records you wish to dispose, an
RC-108 form must be completed and sent to Business Services, Marcus
White Annex 006. This form can be found at:
RC 108 - Records Disposal Authorization Form
(PDF Format)
RC 108 - Records Disposal Authorization Form (EXCEL Format)
CCSU’s Director of
Business Services, who serves as the Records Management Liaison
Officer for CCSU, will verify that these records meet the approved
retention schedules for destruction and will sign off as the Records
Management Liaison Officer for CCSU. The signed RC-108 form will be
forwarded to the State Library for approval. Once Business Services
receives the approved document back from the state archivist, you
will be notified that CCSU has received approval to destroy the
records and a copy of the approved RC-108 will be provided to the
department. The approval process may take up to four weeks.
Upon such
notification, it is the responsibility of each individual department
to arrange for the shredding and disposal of the documents with our
contract vendor, Infoshred, LLC, 3 Craftsman Road, East Windsor, CT
06088 (phone 860.627.5800; fax 860.627.5809). Your University
P-Card is accepted by Infoshred, LLC for service charges of $999 or
less.
A Purchase
Requisition should be submitted for Infoshred Services exceeding
$999.
We have found that
using bankers boxes available through Corporate Express, our on-line
contract vendor for ordering supplies, to be excellent for storing
records and ultimately the disposal of them. The boxes can hold up
to 1.5 cu. ft. and are easy to handle and store.
Please remember
that records may not be destroyed without following the procedures
indicated above which is mandated by state statute. The state
auditors do make note of this while performing their compliance
audit.
To receive
assistance in completing the RC-108, or to receive assistance in
categorizing your proposed records for destruction, please contact
Jo-Ann Myers at x22501 or email her at
myers@ccsu.edu.
Questions
concerning whether or not certain files can be destroyed can be
directed to Lori James by emailing her at
jamesloa@ccsu.edu.
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